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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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Similar To

SUP 3.8 Rights and duties of auditors

LR 17.3 Requirements with continuing application

SUP 10C.1 Application

REC 3.26 Proposals to make regulatory provision

SUP 8.3 Applying for a waiver

SUP 10A.9 Significant management functions [deleted]

COLL 4.8 Notifications for UCITS master-feeder arrangements

INSPRU 1.5 Internal-contagion risk

SUP 15.7 Form and method of notification

RCB 1.1 Introduction to sourcebook

COLL 13.2 Operational requirements for feeder NURS

FEES 1.1 Application and Purpose

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy