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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

As Published: 2008

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

MAR 9.1 Application, approach and structure

As Published: 2017

MAR 9.1 Application, approach and structure

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction