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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business