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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

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MCOB 2A.3 Foreign currency loans

As Published: 2019

MCOB 2A.3 Foreign currency loans

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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PERG 16.8 Territorial scope

As Published: 2019

PERG 16.8 Territorial scope

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

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