Search Result

41 - 60 of 1320 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

APER 1.1A Application

As Published: 2015

APER 1.1A Application

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

SYSC 4.5

As Published: 2015

SYSC 4.5

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms