Search Result

521 - 540 of 1453 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

…

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

…

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

…

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

…

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

…

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

…

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

…

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

…

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

…

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

…

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

…

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

…

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

…

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

…

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

…

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

…

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

…

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

…