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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

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MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

DISP 1.3 Complaints handling rules

REC 3.5 Disciplinary action and events relating to members of the management body

SUP 9.1 Application and purpose

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GENPRU 3.1 Application

COLL 8.3 Investor relations

SUP 5.4 Appointment and reporting process

COLL 11.4 Depositaries

PERG 9.10 Significance of being an open-ended investment company

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

REC 2.14 Rules and consultation

LR 12.5 Purchase of own securities other than equity shares