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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application