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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

SUP 8A.5 Revoking or varying directions and determinations

As Published: 2014

SUP 8A.5 Revoking or varying directions and determinations

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

CASS 11.8 Client bank account acknowledgement letters

As Published: 2014

CASS 11.8 Client bank account acknowledgement letters

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits