Search Result

241 - 260 of 1114 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

PERG 15.2 General

As Published: 2011

PERG 15.2 General

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms