Search Result

1281 - 1300 of 1557 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

MCOB 2.5A The customer's best interests

As Published: 2012

MCOB 2.5A The customer's best interests

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2017

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)