Search Result

841 - 860 of 1351 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

As Published: 2007

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

COBS 8.1 Client agreements: non-MiFID designated investment business

As Published: 2007

COBS 8.1 Client agreements: non-MiFID designated investment business

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body