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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

…

COBS 13.6 Preparing product information: adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: adviser and consultancy charges

…

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Effective Period

Similar To

EG 9.1 Introduction

EG 10.3 Asset-freezing injunctions

EG 9.9 The effect of the FCA’s decision to withdraw approval

SUP 5.2 The FCA’s power

REC 4.9 Disciplinary measures

SUP 4.4 Appropriate actuaries

SUP 11.5 Notifications by firms

MCOB 9.5 Disclosure at the offer stage for equity release transactions

CONC 3.3 The clear fair and not misleading rule and general requirements

COLL 3.2 The instrument constituting the fund

SUP 4.2 Purpose

SUP 11.2 Purpose

FEES 5.8 Joining the Financial Ombudsman Service

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 14.2 Choice of powers

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

COBS 13.6 Preparing product information: adviser and consultancy charges