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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

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SUP 5.2 The FCA’s power

COLL 6.3 Valuation and pricing

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

REC 3.7 Auditors

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

EG 12.2 FCA cautions

LR 7.2 The Listing and Premium Listing Principles

RCB 3.6 Fees and other matters

REC 2.16 Complaints

LR 8.5 Responsibilities of listed companies

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

LR 13.7 Circulars about purchase of own equity shares

CASS 5.1 Application

EG 14.2 Choice of powers

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 4.3 Notification where a particular person is not yet under investigation

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974