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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

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MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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REC 3.7 Auditors

PERG 8.1 Application and purpose

PERG 2.11 Persons who are exempt for credit-related regulated activities

SUP 3.1 Application

COLL 12.2 UK UCITS management companies

SUP 10A.8 Systems and controls functions

MCOB 3A.1 Application and purpose

PERG 15.5 Negative scope/exclusions

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

EG 19.4 Unfair Terms in Consumer Contracts Regulations 1999

MCOB 6A.1 Application and purpose

MCOB 5A.1 Application and purpose

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974