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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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Similar To

APER 4.3 Statement of Principle 3

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

REC 2.10 Financial crime and market abuse

SUP 4.4 Appropriate actuaries

REC 3.5 Disciplinary action and events relating to members of the management body

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

ICOBS 6.4 Pre- and post-contract information: protection policies

PRIN 1.2 Clients and the Principles

PERG 10.4A The application of requirements which implemented EU directives

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 8.2 Constitution

MAR 5A.5 Systems and controls for algorithmic trading

COLL 6.13 Record keeping

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

COBS 6.1E Platform services: platform charges and using a platform service for advising

EG 19.7 The Open-Ended Investment Companies Regulations 2001

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

MCOB 12.1 Application

TC 1.1 Who, what and where?