Search Result

221 - 240 of 1490 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose