Search Result

961 - 980 of 1442 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 3.5 Re-assessing rejected claims at step 1

As Published: 2017

DISP App 3.5 Re-assessing rejected claims at step 1

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

FEES 12.4 Relieving provisions

As Published: 2015

FEES 12.4 Relieving provisions

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

FEES 12.3 Late payments and recovery of unpaid levies

As Published: 2015

FEES 12.3 Late payments and recovery of unpaid levies

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares