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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction