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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

…

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

…

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

As Published: 2008

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

…

COBS 4.10 Approving and confirming compliance of financial promotions

As Published: 2015

COBS 4.10 Approving and confirming compliance of financial promotions

…

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

…

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

…

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

…

COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

…

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

…

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

…

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

…

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

…

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

…

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

…

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

…

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

APER 1.1A Application

As Published: 2015

APER 1.1A Application

…

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

…

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