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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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Similar To

BIPRU 12.8 Cross-border and intra-group management of liquidity

PERG 9.1 Application and Purpose

EG App 2.1 Purpose, status and application of the guidelines

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SYSC 6.2 Internal audit

SUP 3.10 Duties of auditors: notification and report on client assets

SUP 3.4 Auditors' qualifications

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 11.5 Notifications by firms

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

SUP 15.7 Form and method of notification

LR 6.13 Externally managed companies