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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

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COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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