Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

As Published: 2015

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

…

EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 3.1 Application and purpose

SUP 16.13 Reporting under the Payment Services Regulations

PERG 2.6 Specified investments: a broad outline

SUP 10C.7 Other overall responsibility function (SMF18)

SYSC 9.1 General rules on record-keeping

SYSC 2.2 Recording the apportionment

SUP 15.2 Purpose

COCON 3.1 General factors for assessing compliance

SUP 2.4 'Mystery shopping'

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

PRIN 1.1 Application and purpose

DEPP 6.7 Discount for early settlement

EG 2.9 FCA guidance and supporting materials

DEPP 6A.2 Deciding whether to take action

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SUP 12.9 Record keeping

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

EG 4.8 Scoping discussions