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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

PERG 4.6 Advising on regulated mortgage contracts

DTR 4.4 Exemptions

COBS 12.2 Investment research and non-independent research

COLL 11.2 Approval of a feeder UCITS

EG 19.23 Electronic Money Regulations 2011

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SUP 16.4 Annual controllers report

MCOB 8.6A Execution-only sales

APER 4.2 Statement of Principle 2

SUP 15.7 Form and method of notification

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)