Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

…

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

…

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

…

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

…

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 4.12 Appointed representatives

REC 6.5 FCA decision on recognition

PERG 4.10B Regulation of buy to let lending

RCB 3.6 Fees and other matters

BIPRU 12.2 Adequacy of liquidity resources

SUP 10A.9 Significant management functions [deleted]

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

DTR 8.5 Supervision of primary information providers

SUP 10A.7 FCA required functions

MAR 9.1 Application, introduction, approach and structure

BIPRU 2.2 Internal capital adequacy standards

EG 9.2 The FCA’s general policy in this area

PERG 2.11 Persons who are exempt for credit-related regulated activities

REC 6.2 Applications

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]