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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 5.12 Link between activities and the United Kingdom

LR 1.4 Miscellaneous

SUP 8.1 Application and purpose

SUP 10A.9 Significant management functions [deleted]

MAR 5A.8 Reporting requirements

MAR 5A.9 Suspension and removal of financial instruments

MAR 5.6A Suspension and removal of financial instruments

MAR 6.2 Purpose

LR 13.8 Other circulars

LR 8.6 Criteria for approval as a sponsor

SUP 10C.11 Statements of responsibilities

EG 7.2 Alternatives to sanctions

EG 7.6 Private warnings

PERG 9.1 Application and Purpose

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]