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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

MCOB 5.6 Content of illustrations

SYSC 4.4 Apportionment of responsibilities

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

PERG 9.1 Application and Purpose

LR 16.1 [deleted]

LR 1.1 Introduction

CONC 7.8 Jurisdictional requirements

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

LR 5.3 Requests to cancel or suspend

SUP 1A.4 Tools of supervision

LR 5.4 Restoring listing

EG 14.2 Choice of powers