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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

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Effective Period

Similar To

SUP 9.4 Reliance on individual guidance

EG 2.12 Co-operation

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

LR 15.5 Transactions

EG 16.4 The effect of a disapplication order

REC 1.1 Application

SUP 3.2 Purpose

SUP 16.15 Reporting under the Electronic Money Regulations

CONC 5A.1 Application, purpose and guidance

SUP 10A.4 Specification of functions

DTR 2.6 Control of inside information

EG 8.8 Other relevant powers

DISP 2.6 What is the territorial scope of the relevant jurisdiction?