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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

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BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

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MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

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