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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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SUP 15.10 Reporting suspicious transactions or orders (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

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IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.2 MAIN REQUIREMENTS

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REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

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SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

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COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

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SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

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DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

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