Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

…

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

…

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

…

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

REC 3.23 Default

COLL 9.1 Application and general information

FEES 5.9 [deleted]

PERG 16.4 Acting as a depositary of an AIF

FEES 12.1 Application and Purpose

DTR 1.3 Information gathering and publication

EG 13.1 Introduction

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

LR 1.6 Listing Categories

EG 2.13 Late reporting or non-submission of reports to the FCA

LR 15.5 Transactions

COBS 4.10 Approving and confirming compliance of financial promotions

COBS 13.1 The obligation to prepare product information

PERG 4.6 Advising on regulated mortgage contracts