Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

…

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 1.6 Complaints time limit rules

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

EG 4.14 Joint investigations with the PRA

REC 3.16 Information technology systems

DTR 1.2 Modifying rules and consulting the FCA

SUP 4.5 Provisions applicable to all actuaries

SUP 10C.1 Application

EG 10.5 Section 198: the FCA’s policy [deleted]

INSPRU 7.1 Application

GEN 6.1 Payment of financial penalties

EG 9.2 The FCA’s general policy in this area

FIT 1.2 Introduction

PERG 13.4 Financial instruments

COBS 11.5 Record keeping: client orders and transactions [deleted]

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 8.3 Applying for a waiver

EG 12.3 Criminal prosecutions in cases of market abuse

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)