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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting