Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

…

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

…

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

…

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

…

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

…

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

…

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

…

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 8.1 Application and purpose

DISP 1.10B Payment services and electronic money complaints reporting

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

COBS 4.7 Direct offer financial promotions

SUP 16.6 Compliance reports

MCOB 1.3 General application: where?

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

SUP 12.7 Notification and reporting requirements

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds