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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

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COBS 4.10 Approving and confirming compliance of financial promotions

As Published: 2015

COBS 4.10 Approving and confirming compliance of financial promotions

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DTR 3.1

CONC 4.7 Information to be provided in relation to current account agreements

COLL 14.4 Income allocation and distribution

CASS 12.2 Treatment of client money

COBS 11.4 Client limit orders

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

DISP 3.5 Resolution of complaints by the Ombudsman

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

COBS 2.1 Acting honestly, fairly and professionally

RCB 4.2 Enforcement powers and penalties