Search Result

601 - 620 of 1506 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

MCOB 2A.6 Information free of charge

As Published: 2016

MCOB 2A.6 Information free of charge

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

CONC 11.2 Right of withdrawal: P2P agreements

As Published: 2015

CONC 11.2 Right of withdrawal: P2P agreements

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories