Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

…

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

…

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

…

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

…

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

…

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

…

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

EG 2.10 Industry guidance

EG 19.30 The Mortgage Credit Directive Order

PERG 16.8 Territorial scope

EG 6.1 Publicity during FCA investigations

SUP 4.4 Appropriate actuaries

FEES 6.2 Exemption

APER 4.1 Statement of Principle 1

ICOBS 4.1 General requirements for insurance intermediaries and insurers

PERG 14.4A Activities relating to regulated sale and rent back agreements

CREDS 1.1 Application and purpose

DISP 3.9 Delegation of the Ombudsman's powers

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration