Search Result

641 - 660 of 1659 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision