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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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Similar To

PERG 2.3 The business element

COLL 9.1 Application and general information

SUP 10A.7 FCA required functions

GENPRU 3.2 Third-country groups

REC 3.19 Investigations

FEES 5.8 Joining the Financial Ombudsman Service

BIPRU 4.6 The IRB approach: Retail exposures

PERG 8.9 Circumstances where the restriction in section 21 does not apply

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]