Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

…

GENPRU 1.1 Application [deleted]

As Published: 2006

GENPRU 1.1 Application [deleted]

…

LR 12.1 Application

As Published: 2005

LR 12.1 Application

…

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

…

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

…

CONC 3.7A Financial promotions and communications: P2P agreements

As Published: 2016

CONC 3.7A Financial promotions and communications: P2P agreements

…

COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 5.7 The relevance of settled cases to subsequent action

CONC 7.10 Treatment of customers with mental capacity limitations

IPRU-INV 5.17 Other assets requirement

SUP 11.7 Acquisition or increase of control: assessment process and criteria

PERG 8.16 Financial promotions concerning funeral plans

COBS 18.4 Stock lending activity

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

CONC 4.5 Commissions

CASS 9.2 Prime broker's daily report to clients

DTR 5.6 Disclosures by issuers

DTR 5.9 Filing of information with competent authority