Search Result

121 - 140 of 1183 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.6

As Published: 2015

SYSC 4.6

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process