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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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COBS 7.1 Application

FEES 6.6 Incoming EEA firms [deleted]

MIPRU 2.3 Knowledge, ability and good repute [deleted]

MIPRU 2.1 Application and purpose

MAR 5A.8 Reporting requirements

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

REC 3.25 Significant breaches of rules and disorderly trading conditions

MAR 5A.9 Suspension and removal of financial instruments

CASS 11.6 Statutory trust

MAR 5.6A Suspension and removal of financial instruments

MAR 6.3A Quality of execution

CASS 11.7 Selecting an approved bank at which to hold client money

REC 3.11 Insolvency events

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

CASS 7.12 Organisational requirements: client money

PERG 16.4 Acting as a depositary of an AIF

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

MAR 5.5 Monitoring compliance with the rules of the MTF

REC 4.2A Publication of information by UK RIEs and RAPs