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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

CONC 7.19 Notice of default sums under P2P agreements

As Published: 2014

CONC 7.19 Notice of default sums under P2P agreements

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2018

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody