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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

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IPRU-INV 5.2 General requirement

As Published: 2016

IPRU-INV 5.2 General requirement

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IPRU-INV 12 App 1 Terms

As Published: 2017

IPRU-INV 12 App 1 Terms

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DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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CASS 11.5 Organisational requirements

As Published: 2014

CASS 11.5 Organisational requirements

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EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

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MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

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EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

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IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

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CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

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MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

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IPRU-INV 4.5 ACCOUNTING RECORDS

As Published: 2015

IPRU-INV 4.5 ACCOUNTING RECORDS

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PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

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ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

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EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

As Published: 2016

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

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COBS 15.3 Exercising a right to cancel

As Published: 2017

COBS 15.3 Exercising a right to cancel

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LR 6.11 Specialist companies: scientific research based companies

As Published: 2017

LR 6.11 Specialist companies: scientific research based companies

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EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

As Published: 2016

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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