Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

…

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

…

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

…

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

…

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 1.3 Status of guidance

MAR 7A.4 Requirements when providing direct electronic access

SYSC 13.3 Other related Handbook sections

COBS 11.7 Personal account dealing

EG 2.6 Assisting overseas regulators

REC 5.1 Introduction and legal background

MCOB 6.4 Mortgages: content of the offer document

SUP 9.4 Reliance on individual guidance

PERG 13.6 CRD IV [deleted]

LR 1.2 Modifying rules and consulting the FCA

DTR 8.3 Criteria for approval as a primary information provider

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

BIPRU 11.2 Basis of disclosures

REC 3.25 Significant breaches of rules and disorderly trading conditions