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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

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BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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Similar To

FEES 2.2 Late Payments and Recovery of Unpaid Fees

CREDS 1.1 Application and purpose

MCOB 4.1 Application

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

DTR 2.5 Delaying disclosure of inside information

LR 17.5 Requirements for states, regional and local authorities and public international bodies

GEN 1.1 Application

CASS 11.6 Statutory trust

TC 1.2 Actions for damages

PERG 12.6 Advising on conversion or transfer of pension benefits

MCOB 1.1 Application and purpose

SUP 10A.3 Provisions related to the Act

CONC 13.1 Application

CREDS 3A.3 Borrowing

SUP 17A.2 Connectivity with FCA systems

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 2.2 Case selection and referral criteria

BIPRU 14.2 Calculation of the capital requirement for CCR

MAR 7A.3 Requirements for algorithmic trading

REC 4.2F Information gathering power on FCA’s own initiative