Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

…

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

…

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 5.2 The FCA’s power

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

MCOB 9.5 Disclosure at the offer stage for equity release transactions

SUP 4.2 Purpose

SUP 11.2 Purpose

CASS 1.4 Application: particular activities

PERG 5.8 The regulated activities: advising on contracts of insurance

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

COLL 5.5 Cash, borrowing, lending and other provisions

BIPRU 9.5 Synthetic securitisation

DEPP 6.5 Determining the appropriate level of financial penalty

EG 2.4 Case selection: Unauthorised business

BIPRU 3.2 The central principles of the standardised approach to credit risk

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 14.2 Choice of powers

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

IPRU-INV 5.11 Position risk requirement

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974