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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

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COCON 2.3 Firms: training and breaches

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

CASS 7.11 Treatment of client money

LR 6.5 Controlling shareholders

PERG 13.4 Financial instruments

DISP 1.2 Consumer awareness rules

APER 4.4 Statement of Principle 4

BIPRU 3.4 Risk weights under the standardised approach to credit risk

COLL 2.1 Authorised fund applications

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

EG 4.2 Notifying the person under investigation where notice is not required under the Act

MAR 5.6 Reporting requirements

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

ICOBS 5.1 General

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

MAR 5.6A Suspension and removal of financial instruments

SUP 11.4 Requirements on firms

LR 6.7 Working capital

EG 10.4 Other relevant powers

BIPRU 2.2 Internal capital adequacy standards