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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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EG 2.3 Case selection: Threshold Conditions cases

As Published: 2016

EG 2.3 Case selection: Threshold Conditions cases

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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PR 5.6 Miscellaneous

REC 3.1 Application and purpose

REC 3.14 Products, services and normal hours of operation

LR 3.3 Shares

LR 9.2 Requirements with continuing application

BIPRU 9.4 Traditional securitisation

LR 5.2 Cancelling listing

FEES 9.2 PSR fees

DISP 1.10 Complaints reporting rules

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 16.21 Reporting under the MCD Order for CBTL firms

EG 20.1 Introduction