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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

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SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

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BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

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SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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